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Navigating the SEC's Updated Marketing Rule: Key Takeaways for Private Fund Managers
broker dealer compliance, adviser compliance, electronic communications, promotional material, capital markets, capital markets compliance Jay Proffitt 5/29/25 broker dealer compliance, adviser compliance, electronic communications, promotional material, capital markets, capital markets compliance Jay Proffitt 5/29/25

Navigating the SEC's Updated Marketing Rule: Key Takeaways for Private Fund Managers

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How GiGCXOs’ Software and People Solutions Save Independent Advisers Thousands Annually
capital markets, registered investment adviser, exempt reporting adviser, adviser compliance, internet investment adviser, SEC adviser consulting Jay Proffitt 10/28/24 capital markets, registered investment adviser, exempt reporting adviser, adviser compliance, internet investment adviser, SEC adviser consulting Jay Proffitt 10/28/24

How GiGCXOs’ Software and People Solutions Save Independent Advisers Thousands Annually

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Prevent Fines with AICompliance360™: GiGCXOs’ AI-Powered Compliance Solution
compliance as a service, operators as a service, communications with the public, broker dealer compliance, investment adviser compliance, financial services, capital markets Jay Proffitt 9/10/24 compliance as a service, operators as a service, communications with the public, broker dealer compliance, investment adviser compliance, financial services, capital markets Jay Proffitt 9/10/24

Prevent Fines with AICompliance360™: GiGCXOs’ AI-Powered Compliance Solution

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