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Younger Investors Want AI-Savvy Advisors — But Still Prefer Human Guidance
AI investing, artificial intelligence, investing, AI Jay Proffitt 9/29/25 AI investing, artificial intelligence, investing, AI Jay Proffitt 9/29/25

Younger Investors Want AI-Savvy Advisors — But Still Prefer Human Guidance

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FTC Warns of Surging High-Dollar Impersonation Scams Hitting Older Americans
supervision, risk management, awareness, seniors, fraud alerts, fraud Jay Proffitt 9/25/25 supervision, risk management, awareness, seniors, fraud alerts, fraud Jay Proffitt 9/25/25

FTC Warns of Surging High-Dollar Impersonation Scams Hitting Older Americans

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FINRA Probes Linqto Broker-Dealer as Pre-IPO Platforms Face a Tough Five Years
pre ipo, pre-ipo, exempt securities, alternative investments, alts Jay Proffitt 9/22/25 pre ipo, pre-ipo, exempt securities, alternative investments, alts Jay Proffitt 9/22/25

FINRA Probes Linqto Broker-Dealer as Pre-IPO Platforms Face a Tough Five Years

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GiGCXOs Attending the 2025 FINRA Small Firm Conference in Dallas
capital markets, FINRA, SEC, Securities and Exchange Commission, broker dealer compliance, investment advisers, registered investment advisor Jay Proffitt 9/7/25 capital markets, FINRA, SEC, Securities and Exchange Commission, broker dealer compliance, investment advisers, registered investment advisor Jay Proffitt 9/7/25

GiGCXOs Attending the 2025 FINRA Small Firm Conference in Dallas

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GiGCXOs Attending the 2025 NSCP National Conference in Orlando
financial services, capital markets, broker dealer, broker dealer compliance, investment adviser compliance, NSCP conference Jay Proffitt 9/6/25 financial services, capital markets, broker dealer, broker dealer compliance, investment adviser compliance, NSCP conference Jay Proffitt 9/6/25

GiGCXOs Attending the 2025 NSCP National Conference in Orlando

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SEC & CFTC Signal “Go-to-Market” Path for Spot Crypto Trading on Registered Venues
capital markets, FINRA, SEC, Securities and Exchange Commission, National securities exchanges, designated contract markets, DCM, NSE Jay Proffitt 9/4/25 capital markets, FINRA, SEC, Securities and Exchange Commission, National securities exchanges, designated contract markets, DCM, NSE Jay Proffitt 9/4/25

SEC & CFTC Signal “Go-to-Market” Path for Spot Crypto Trading on Registered Venues

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Robinhood’s Tokenized-Equities Push Draws Regulatory Scrutiny
digital assets, digital securities Jay Proffitt 9/1/25 digital assets, digital securities Jay Proffitt 9/1/25

Robinhood’s Tokenized-Equities Push Draws Regulatory Scrutiny

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CFTC Explores Path for Spot Crypto Trading on Futures Exchanges
CFTC regulations, regulatory changes, CFTC Jay Proffitt 8/25/25 CFTC regulations, regulatory changes, CFTC Jay Proffitt 8/25/25

CFTC Explores Path for Spot Crypto Trading on Futures Exchanges

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