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FINRA Extends Feedback Period on Rule Modernization
capital markets, broker dealer compliance, investment adviser compliance, SEC, FINRA Jay Proffitt 6/4/25 capital markets, broker dealer compliance, investment adviser compliance, SEC, FINRA Jay Proffitt 6/4/25

FINRA Extends Feedback Period on Rule Modernization

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SEC's Strategic Shift in Crypto Enforcement
digital assets, broker dealer compliance, investment adviser compliance, capital markets, SEC, FINRA Jay Proffitt 6/2/25 digital assets, broker dealer compliance, investment adviser compliance, capital markets, SEC, FINRA Jay Proffitt 6/2/25

SEC's Strategic Shift in Crypto Enforcement

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Anticipated Tariff Headwinds for Global M&A Activity
M&A, capital markets, financial services, tariffs Jay Proffitt 4/8/25 M&A, capital markets, financial services, tariffs Jay Proffitt 4/8/25

Anticipated Tariff Headwinds for Global M&A Activity

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Trump Tariffs Sink Private Capital Sector
capital markets, ipo market, ipo, private equity Jay Proffitt 4/7/25 capital markets, ipo market, ipo, private equity Jay Proffitt 4/7/25

Trump Tariffs Sink Private Capital Sector

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