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GiGCXOs Attending the 2025 FINRA Small Firm Conference in Dallas
capital markets, FINRA, SEC, Securities and Exchange Commission, broker dealer compliance, investment advisers, registered investment advisor Jay Proffitt 9/7/25 capital markets, FINRA, SEC, Securities and Exchange Commission, broker dealer compliance, investment advisers, registered investment advisor Jay Proffitt 9/7/25

GiGCXOs Attending the 2025 FINRA Small Firm Conference in Dallas

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New "Digital Asset Reserve": What It Means for Broker-Dealers and Investment Advisers
capital markets, financial services, digital assets, broker dealer, investment advisers Jay Proffitt 3/14/25 capital markets, financial services, digital assets, broker dealer, investment advisers Jay Proffitt 3/14/25

New "Digital Asset Reserve": What It Means for Broker-Dealers and Investment Advisers

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Navigating the Potential Revamp of Investment Rules: What It Means for Investment Professionals
financial services, capital markets, broker dealer, investment advisers, regulatory changes Jay Proffitt 12/5/24 financial services, capital markets, broker dealer, investment advisers, regulatory changes Jay Proffitt 12/5/24

Navigating the Potential Revamp of Investment Rules: What It Means for Investment Professionals

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Private Equity Fuels Wealth Management Takeovers Across U.S. and Canada.
Asset managers, capital markets, financial services, investment advisers, KKR, TPG, CI Financial, Janney Montgomery Scott, Mubadala Capital Jay Proffitt 11/26/24 Asset managers, capital markets, financial services, investment advisers, KKR, TPG, CI Financial, Janney Montgomery Scott, Mubadala Capital Jay Proffitt 11/26/24

Private Equity Fuels Wealth Management Takeovers Across U.S. and Canada.

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