GiGCXOs is pleased to announce that we will be attending the 2025 FINRA Small Firm Conference in Dallas, Texas, taking place October 9–10, 2025.

The Small Firm Conference is a key event for broker-dealers and compliance professionals to engage directly with FINRA staff, share insights, and discuss regulatory developments that impact small firms. GiGCXOs is excited to participate in these important conversations and to highlight how our fractional executive services and AI-driven compliance solutions help firms reduce costs, streamline oversight, and stay compliant with confidence.

Jay Proffitt, Founder and CEO of GiGCXOs, shared:
“I’m looking forward to connecting with peers at the FINRA Small Firm Conference in Dallas. This is an excellent opportunity to discuss the challenges and opportunities small firms face and how we can work together to build stronger broker-dealer compliance programs. If you’d like to set aside time with me during the event, you can book directly here: Book a Meeting with Me.”

If you’re attending the conference, we’d love to connect with you!

Learn more about the event here: 2025 FINRA Small Firm Conference

See you in Dallas! 🤝

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