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GiGCXOs Attending the 2025 NSCP National Conference in Orlando
financial services, capital markets, broker dealer, broker dealer compliance, investment adviser compliance, NSCP conference Jay Proffitt 9/6/25 financial services, capital markets, broker dealer, broker dealer compliance, investment adviser compliance, NSCP conference Jay Proffitt 9/6/25

GiGCXOs Attending the 2025 NSCP National Conference in Orlando

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SEC's Move to Democratize Private Fund Investments
capital markets, broker dealer compliance, compliance as a service, investment adviser compliance, SEC, FINRA Jay Proffitt 6/16/25 capital markets, broker dealer compliance, compliance as a service, investment adviser compliance, SEC, FINRA Jay Proffitt 6/16/25

SEC's Move to Democratize Private Fund Investments

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FINRA Extends Feedback Period on Rule Modernization
capital markets, broker dealer compliance, investment adviser compliance, SEC, FINRA Jay Proffitt 6/4/25 capital markets, broker dealer compliance, investment adviser compliance, SEC, FINRA Jay Proffitt 6/4/25

FINRA Extends Feedback Period on Rule Modernization

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SEC's Strategic Shift in Crypto Enforcement
digital assets, broker dealer compliance, investment adviser compliance, capital markets, SEC, FINRA Jay Proffitt 6/2/25 digital assets, broker dealer compliance, investment adviser compliance, capital markets, SEC, FINRA Jay Proffitt 6/2/25

SEC's Strategic Shift in Crypto Enforcement

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Jay Proffitt Joins the National Society of Compliance Professionals (NSCP) as GiGCXOs Takes a Stand for Elevated Compliance Standards
capital markets, memberships, nscp, investment adviser compliance, broker dealer compliance Jay Proffitt 11/11/24 capital markets, memberships, nscp, investment adviser compliance, broker dealer compliance Jay Proffitt 11/11/24

Jay Proffitt Joins the National Society of Compliance Professionals (NSCP) as GiGCXOs Takes a Stand for Elevated Compliance Standards

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GiGCXOs Launches ComplianceCentral360™ to Centralize Compliance Resources for Firms.
broker dealer compliance, investment adviser compliance, capital markets, compliance as a service Jay Proffitt 10/7/24 broker dealer compliance, investment adviser compliance, capital markets, compliance as a service Jay Proffitt 10/7/24

GiGCXOs Launches ComplianceCentral360™ to Centralize Compliance Resources for Firms.

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GiGCXOs welcomes Bill Hoover as a new Senior Independent Consultant.
compliance as a service, fractional executive services, broker dealer compliance, investment adviser compliance Jay Proffitt 9/30/24 compliance as a service, fractional executive services, broker dealer compliance, investment adviser compliance Jay Proffitt 9/30/24

GiGCXOs welcomes Bill Hoover as a new Senior Independent Consultant.

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GiGCXOs Launches CompliAd360™: Revolutionizing marketing and advertising compliance for broker dealers and investment advisers.
compliance as a service, broker dealer compliance, investment adviser compliance, capital markets, communications with the public, FINRA 2210 Jay Proffitt 9/18/24 compliance as a service, broker dealer compliance, investment adviser compliance, capital markets, communications with the public, FINRA 2210 Jay Proffitt 9/18/24

GiGCXOs Launches CompliAd360™: Revolutionizing marketing and advertising compliance for broker dealers and investment advisers.

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