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401(k)s, Private Markets, and the New Reality
exempt securities, private securities, private placement, Reg D, Reg S, Reg A, Reg CF Jay Proffitt 9/11/25 exempt securities, private securities, private placement, Reg D, Reg S, Reg A, Reg CF Jay Proffitt 9/11/25

401(k)s, Private Markets, and the New Reality

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When “Democratized” Alternatives Go Sideways
alternative investments, capital markets Jay Proffitt 8/28/25 alternative investments, capital markets Jay Proffitt 8/28/25

When “Democratized” Alternatives Go Sideways

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Late Form D Filings Lead to SEC Charges: How GiGCXOs’ Private Placement Audits Keep Firms in Compliance
private securities, Reg D 506 b, Reg D 506 c, Reg D, private placement, finra audits, sec audits Jay Proffitt 3/17/25 private securities, Reg D 506 b, Reg D 506 c, Reg D, private placement, finra audits, sec audits Jay Proffitt 3/17/25

Late Form D Filings Lead to SEC Charges: How GiGCXOs’ Private Placement Audits Keep Firms in Compliance

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New Hampshire’s Crackdown on Private Placements: Why Broker-Dealers Need GiGCXOs’ PrivatePlacementAudit360™
capital markets, private securities, Reg D 506 b, Reg D 506 c, Form D Jay Proffitt 2/21/25 capital markets, private securities, Reg D 506 b, Reg D 506 c, Form D Jay Proffitt 2/21/25

New Hampshire’s Crackdown on Private Placements: Why Broker-Dealers Need GiGCXOs’ PrivatePlacementAudit360™

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Mitigating Risk in Private Placements: How GiGCXOs' FiduciaryGuard360 Prevents Fines and Ensures Compliance
exempt securities, Reg D 506 c, Reg D 506 b, private securities, alternative investments Jay Proffitt 11/14/24 exempt securities, Reg D 506 c, Reg D 506 b, private securities, alternative investments Jay Proffitt 11/14/24

Mitigating Risk in Private Placements: How GiGCXOs' FiduciaryGuard360 Prevents Fines and Ensures Compliance

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Ensure Compliance and Avoid Costly Fines with GiGCXOs' PrivatePlacementAudit360™
exempt securities, capital markets Jay Proffitt 10/24/24 exempt securities, capital markets Jay Proffitt 10/24/24

Ensure Compliance and Avoid Costly Fines with GiGCXOs' PrivatePlacementAudit360™

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