FINRA’s Third-Party Vendor Request asks firms to submit information on all third-party providers that are essential to firms’ operations, processes or functions. Join this webinar for an overview of the request including why FINRA is requesting this information and how your data will be used.

There is no cost to attend this webinar. This is open to FINRA member firms only. Participants must provide their firm's broker-dealer number when registering.

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