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Compli Ad 360 - AI Marketing Reviews and Archiving

$595.00 every month for 1 year

COMPLIAD 360

Advertising & Marketing Compliance — Simplified, Reviewed, and Archived

Stay Compliant. Move Faster. Reduce Risk.

Marketing is essential to growth—but for broker-dealers and investment advisers, every advertisement, social post, website update, and presentation must meet strict regulatory standards. CompliAd 360 delivers a centralized, AI-assisted review and approval workflow designed to help firms manage advertising compliance efficiently while maintaining regulatory defensibility.

What CompliAd 360™ Delivers

  • Centralized submission and approval workflows for all marketing content

  • AI-assisted pre-review screening aligned with SEC Marketing Rule and FINRA communications standards

  • Automated version control and audit trails for regulatory exams

  • Secure electronic archiving supporting books-and-records obligations

  • Expert compliance oversight from seasoned regulatory professionals

Built for Regulated Growth

CompliAd 360 helps firms scale marketing initiatives while maintaining structured supervisory review, consistent documentation, and defensible compliance processes.

Ideal For

  • Broker-dealers expanding marketing and recruiting

  • RIAs increasing digital and social media presence

  • Fintech and wealth platforms launching compliant campaigns

The Result

Faster approvals. Stronger supervision. Lower regulatory risk.

Schedule a CompliAd 360 demo today.

COMPLIAD 360

Advertising & Marketing Compliance — Simplified, Reviewed, and Archived

Stay Compliant. Move Faster. Reduce Risk.

Marketing is essential to growth—but for broker-dealers and investment advisers, every advertisement, social post, website update, and presentation must meet strict regulatory standards. CompliAd 360 delivers a centralized, AI-assisted review and approval workflow designed to help firms manage advertising compliance efficiently while maintaining regulatory defensibility.

What CompliAd 360™ Delivers

  • Centralized submission and approval workflows for all marketing content

  • AI-assisted pre-review screening aligned with SEC Marketing Rule and FINRA communications standards

  • Automated version control and audit trails for regulatory exams

  • Secure electronic archiving supporting books-and-records obligations

  • Expert compliance oversight from seasoned regulatory professionals

Built for Regulated Growth

CompliAd 360 helps firms scale marketing initiatives while maintaining structured supervisory review, consistent documentation, and defensible compliance processes.

Ideal For

  • Broker-dealers expanding marketing and recruiting

  • RIAs increasing digital and social media presence

  • Fintech and wealth platforms launching compliant campaigns

The Result

Faster approvals. Stronger supervision. Lower regulatory risk.

Schedule a CompliAd 360 demo today.

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Third Party Disclaimer and Indemnity Clause

In today’s highly regulated financial environment, broker-dealers and investment advisers face increasing scrutiny over their marketing and advertising materials. FINRA Rule 2210 and SEC regulations require firms to ensure that all communications with the public are accurate, fair, and compliant with strict standards. Non-compliance can result in hefty fines and reputational damage. GiGCXOs' AICompliance360 Marketing R