CompliAd360™

GiGCXOs Marketing Review and Archive on AICompliance360: Streamlined Compliance for Your Marketing and Advertising

In today’s highly regulated financial environment, broker-dealers and investment advisers face increasing scrutiny over their marketing and advertising materials. FINRA Rule 2210 and SEC regulations require firms to ensure that all communications with the public are accurate, fair, and compliant with strict standards. Non-compliance can result in hefty fines and reputational damage. GiGCXOs' AICompliance360 Marketing Review and Archive Solution offers a comprehensive, AI-driven platform to streamline your compliance process while reducing costs and human error.

• Automated Marketing Review Powered by AI

  • AICompliance360’s powerful artificial intelligence system scans and reviews marketing and advertising materials in real-time, ensuring that all content meets regulatory requirements. The platform automatically flags potential compliance issues—such as misleading claims, unbalanced risk disclosures, or incorrect use of performance data—allowing your compliance team to address them quickly. This automated process reduces manual workload, saving time and resources while minimizing the risk of oversight.

• Comprehensive Archiving for Regulatory Compliance

  • Under FINRA and SEC regulations, broker-dealers and advisers are required to maintain comprehensive records of all marketing and advertising communications. AICompliance360 provides a built-in archiving solution that securely stores all marketing content, ensuring easy retrieval for audits and regulatory requests. The platform’s advanced search capabilities allow firms to quickly locate and produce records, ensuring compliance with record-keeping rules like SEC Rule 17a-4.

• Real-Time Alerts and Reporting

  • AICompliance360 takes a proactive approach by providing real-time alerts when content does not comply with regulatory standards. This allows firms to address potential issues before they become regulatory violations. Additionally, the platform offers customizable reporting features that give compliance officers insight into communication trends and potential risk areas, enabling better decision-making and risk management.

• Cut Costs While Enhancing Accuracy

  • Traditional marketing and advertising reviews are time-consuming and labor-intensive, often requiring extensive resources to ensure compliance. AICompliance360 drastically reduces these costs by automating much of the review process, allowing compliance teams to focus on higher-level tasks. Firms can experience up to 50-70% savings in time and resources, all while improving the accuracy and thoroughness of compliance reviews.

• Stay Ahead of Regulatory Changes

  • Regulations governing marketing and advertising materials are constantly evolving. AICompliance360 is updated in real-time to reflect the latest regulatory changes, ensuring that your marketing materials remain compliant as rules shift. Our team of compliance experts continuously monitors the regulatory landscape, providing ongoing support to help your firm stay ahead of the curve.

• Protect Your Firm from Fines and Reputational Risk

  • With AICompliance360, your firm can avoid the costly fines and reputational damage associated with non-compliance. By using the latest AI technology combined with expert oversight, you can be confident that your marketing and advertising materials are fully compliant with FINRA, SEC, and other industry regulations.

• Start Your AI-Powered Marketing Review Journey

  • Let GiGCXOs’ AICompliance360 take the burden of compliance off your shoulders. With our AI-powered marketing review and archive solution, you can ensure your marketing communications are compliant, reduce operational costs, and stay ahead of regulatory demands. Contact us today to learn how we can help safeguard your firm’s marketing activities while enhancing efficiency and reducing costs.

Monthly fee includes up to five (5) marketing reviews each month. Each additional individual marketing review is $150 per item.

Note: Each webpage counts as an item when performing website marketing reviews. For example, a Company website with five html pages would incur a marketing review based on each html page. Each html page counts as an individual marketing review item.