Skip to Content
Capital Markets Regulatory Experts
Who We Are
Overview
Purpose
Team
What We Do
Compliance Software
Firm Registration
Fractional Resources
Services List
Pricing
Learn More
Blog
Events
Reviews
FAQs
Portals
Contractor Portal
Customer Portal
Contact
Contact Us
Careers
Newsroom
Login Account
0
0
Capital Markets Regulatory Experts
Who We Are
Overview
Purpose
Team
What We Do
Compliance Software
Firm Registration
Fractional Resources
Services List
Pricing
Learn More
Blog
Events
Reviews
FAQs
Portals
Contractor Portal
Customer Portal
Contact
Contact Us
Careers
Newsroom
Login Account
0
0
Folder: Who We Are
Back
Overview
Purpose
Team
Folder: What We Do
Back
Compliance Software
Firm Registration
Fractional Resources
Services List
Pricing
Folder: Learn More
Back
Blog
Events
Reviews
FAQs
Folder: Portals
Back
Contractor Portal
Customer Portal
Folder: Contact
Back
Contact Us
Careers
Newsroom
Login Account
Pricing FiduciaryGuard360™
AdobeStock_468062646.jpeg Image 1 of 3
AdobeStock_468062646.jpeg
fiduciaryguard360symbol.png Image 2 of 3
fiduciaryguard360symbol.png
fiduciaryguard360.png Image 3 of 3
fiduciaryguard360.png
AdobeStock_468062646.jpeg
fiduciaryguard360symbol.png
fiduciaryguard360.png

FiduciaryGuard360™

from $1,500.00

Ensuring your firm meets fiduciary standards with tailored Fiduciary Duty and Reg BI assessments.

GiGCXOs' FiduciaryGuard360™ provides your firm with a comprehensive solution to meet both Reg BI and fiduciary duty obligations.

Our in-depth assessments are designed to identify compliance gaps and ensure that your firm upholds the highest standards of care when serving your clients.

With a focus on tailored guidance and expert analysis, FiduciaryGuard360™ helps you navigate the complex regulatory landscape, minimize risk, and maintain client trust.

GiGCXOs offers expert services to ensure your firm meets its Fiduciary Diligence, Duty of Care, and Reg BI obligations.

Protect your firm and clients with GiGCXOs’ comprehensive compliance support.

What's Included?

  • Expert compliance staff:

    • Seasoned Fractional compliance resources with Series 24 FINRA license with at least 15 years of experience.

    • Assess and audit your firm's fiduciary obligations.

    • Annual subscription price includes services of a quarterly review of Reg BI for broker-dealers, and Fiduciary Duty requirements for investment advisers.

Please refer to:

  • Click-Wrap GiGCXOs Software and Services License Agreement

  • E-Consent Disclosure

  • Web Site Terms of Services

  • Third Party Disclaimer and Indemnity Clause

Number of Investment Products Available to Clients:
Add To Cart

Ensuring your firm meets fiduciary standards with tailored Fiduciary Duty and Reg BI assessments.

GiGCXOs' FiduciaryGuard360™ provides your firm with a comprehensive solution to meet both Reg BI and fiduciary duty obligations.

Our in-depth assessments are designed to identify compliance gaps and ensure that your firm upholds the highest standards of care when serving your clients.

With a focus on tailored guidance and expert analysis, FiduciaryGuard360™ helps you navigate the complex regulatory landscape, minimize risk, and maintain client trust.

GiGCXOs offers expert services to ensure your firm meets its Fiduciary Diligence, Duty of Care, and Reg BI obligations.

Protect your firm and clients with GiGCXOs’ comprehensive compliance support.

What's Included?

  • Expert compliance staff:

    • Seasoned Fractional compliance resources with Series 24 FINRA license with at least 15 years of experience.

    • Assess and audit your firm's fiduciary obligations.

    • Annual subscription price includes services of a quarterly review of Reg BI for broker-dealers, and Fiduciary Duty requirements for investment advisers.

Please refer to:

  • Click-Wrap GiGCXOs Software and Services License Agreement

  • E-Consent Disclosure

  • Web Site Terms of Services

  • Third Party Disclaimer and Indemnity Clause

Ensuring your firm meets fiduciary standards with tailored Fiduciary Duty and Reg BI assessments.

GiGCXOs' FiduciaryGuard360™ provides your firm with a comprehensive solution to meet both Reg BI and fiduciary duty obligations.

Our in-depth assessments are designed to identify compliance gaps and ensure that your firm upholds the highest standards of care when serving your clients.

With a focus on tailored guidance and expert analysis, FiduciaryGuard360™ helps you navigate the complex regulatory landscape, minimize risk, and maintain client trust.

GiGCXOs offers expert services to ensure your firm meets its Fiduciary Diligence, Duty of Care, and Reg BI obligations.

Protect your firm and clients with GiGCXOs’ comprehensive compliance support.

What's Included?

  • Expert compliance staff:

    • Seasoned Fractional compliance resources with Series 24 FINRA license with at least 15 years of experience.

    • Assess and audit your firm's fiduciary obligations.

    • Annual subscription price includes services of a quarterly review of Reg BI for broker-dealers, and Fiduciary Duty requirements for investment advisers.

Please refer to:

  • Click-Wrap GiGCXOs Software and Services License Agreement

  • E-Consent Disclosure

  • Web Site Terms of Services

  • Third Party Disclaimer and Indemnity Clause

You Might Also Like

CommSafe360™
CommSafe360™
$1,000.00 every month for 1 year
CEOCert360™
CEOCert360™
from $15,000.00
WSPGuard360™
WSPGuard360™
from $2,500.00
PrivatePlacementAudit360™
PrivatePlacementAudit360™
from $3,500.00
CXO FlexForce™
CXO FlexForce™
from $6,000.00 every month for 3 months

Download a free fractional consulting checklist.

Thank you! We hope that you have a great day.


We are industry leaders in Compliance as a Service (CaaS) and Operators as a Service (OaaS) for small to medium sized Broker Dealers and Investment Advisers.

info@gigcxos.com

Brochure

AICompliance360
Adviser In A Box
CXO FlexForce
Broker Dealer In A Box
Pricing
FuturesCompli360
Schedule a Demo
Third Party Audits
Services

Our People
Our Beliefs
Careers
Customer Reviews
Newsroom
FAQs
Blog
Events

Contractor Portal
ComplianceCentral360

Diversity & Inclusion Pledge
Environmental & Sustainability Pledge
Social Impact Pledge
Legal

* FinOp (Series 27/28) and accounting services provided by industry leader and third party firm, ACI.
^ AICompliance360 is powered by the Hadrius AI Platform.  AUM is the aggregate amount across all firms using the Hadrius technology.
©2024 GiGCXOs. All rights reserved. The content, design, graphics, and other materials on this website are the property of GiGCXOs and are protected by copyright, trademark, and other intellectual property laws. Unauthorized use, reproduction, distribution, or modification of any material from this site without prior written permission from GiGCXOs is strictly prohibited. All trademarks, service marks, and logos used on this site are the trademarks of their respective owners. Any unauthorized use of these trademarks is prohibited. 
The information provided on this website is for informational purposes only and does not constitute an offer to sell or a solicitation of an offer to buy any securities. Nothing on this site should be interpreted as a recommendation to invest, an endorsement of any particular investment, or a solicitation to engage in any investment activity. GiGCXOs does not provide investment advice, and any decisions to buy, sell, or hold securities should be made based on your own due diligence and in consultation with a qualified financial advisor.