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Oct
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2026 FINRA Small Firm Conference
2026 Small Firm ConferenceOct. 27-28 | Chicago, IL
The Small Firm Conference focuses on small firms' practices and tips for complying with FINRA rules. Throughout the event, attendees have the opportunity to discuss small firm topics with FINRA senior staff. Click here to learn more.
Agenda
The agenda for the 2026 Small Firm Conference will be available at a later date.
Date and Location
October 27-28, 2026 | Chicago, IL
Oct
9
to Oct 10
2025 Small Firm Conference
2025 FINRA Small Firm Conference
October 9 – 10, 2025 • Dallas, TX • Hybrid Event
Join us in Dallas for the Small Firm Conference that focuses on small firms' practices and tips for complying with FINRA rules. Throughout the event, attendees have the opportunity to discuss small firm topics with FINRA senior staff.