AML Guard 360

Comprehensive audits to safeguard your business from financial crime.

AML Guard 360 from GiGCXOs provides an all-encompassing solution for your anti-money laundering (AML) compliance needs. Our tailored audits are designed to adapt to the ever-evolving regulatory landscape, ensuring your firm meets and exceeds today's stringent AML requirements.

With expert auditors who understand the nuances of the financial services industry, AML Guard 360 delivers precise, actionable insights to safeguard your business from regulatory risks and financial crime. Stay compliant, protect your reputation, and confidently face your next audit with AML Guard 360.

GiGCXOs offers comprehensive Anti-Money Laundering (AML) program audit services for broker-dealers and investment advisers. Firms are required to maintain an AML program in compliance with the Bank Secrecy Act (BSA) and relevant regulations.

What's Included?

• Expert compliance staff:

  • Seasoned Fractional compliance resources with Series 24 FINRA license with at least 15 years of experience.

  • Assess and audit your firm's anti-money laundering processes and procedures.

One-time fee includes one (1) annual anti-money laundering audit based on the type of firm.

Please refer to:

• Click-Wrap GiGCXOs Software and Services License Agreement

• E-Consent Disclosure

• Web Site Terms of Services

• Third Party Disclaimer and Indemnity Clause