capital markets, 
        
          broker dealer compliance, 
        
          compliance as a service, 
        
          investment adviser compliance, 
        
          SEC, 
        
          FINRA
      
    
    
      Jay Proffitt
    
    
  
  
  
    
  
  
    
      
        
          capital markets, 
        
          broker dealer compliance, 
        
          compliance as a service, 
        
          investment adviser compliance, 
        
          SEC, 
        
          FINRA
      
    
    
      Jay Proffitt
    
    
  
  
  
  
 
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