Skip to Content
Capital Markets Regulatory Experts
Experts
Overview
Mission
Team
Solutions
Registration
Resources
Services
Software
Pricing
Learn
Blog
Customers & Partners
Events
FAQs
Portals
Contractor Portal
Customer Portal
Contact
Careers
Newsroom
Schedule Demo
Login Account
0
0
Capital Markets Regulatory Experts
Experts
Overview
Mission
Team
Solutions
Registration
Resources
Services
Software
Pricing
Learn
Blog
Customers & Partners
Events
FAQs
Portals
Contractor Portal
Customer Portal
Contact
Careers
Newsroom
Schedule Demo
Login Account
0
0
Folder: Experts
Back
Overview
Mission
Team
Folder: Solutions
Back
Registration
Resources
Services
Software
Pricing
Folder: Learn
Back
Blog
Customers & Partners
Events
FAQs
Folder: Portals
Back
Contractor Portal
Customer Portal
Folder: Contact
Back
Careers
Newsroom
Schedule Demo
Login Account
SEC & CFTC Signal “Go-to-Market” Path for Spot Crypto Trading on Registered Venues
capital markets, FINRA, SEC, Securities and Exchange Commission, National securities exchanges, designated contract markets, DCM, NSE Jay Proffitt 9/4/25 capital markets, FINRA, SEC, Securities and Exchange Commission, National securities exchanges, designated contract markets, DCM, NSE Jay Proffitt 9/4/25

SEC & CFTC Signal “Go-to-Market” Path for Spot Crypto Trading on Registered Venues

Read More
CFTC Explores Path for Spot Crypto Trading on Futures Exchanges
CFTC regulations, regulatory changes, CFTC Jay Proffitt 8/25/25 CFTC regulations, regulatory changes, CFTC Jay Proffitt 8/25/25

CFTC Explores Path for Spot Crypto Trading on Futures Exchanges

Read More
SEC's Move to Democratize Private Fund Investments
capital markets, broker dealer compliance, compliance as a service, investment adviser compliance, SEC, FINRA Jay Proffitt 6/16/25 capital markets, broker dealer compliance, compliance as a service, investment adviser compliance, SEC, FINRA Jay Proffitt 6/16/25

SEC's Move to Democratize Private Fund Investments

Read More
FINRA Extends Feedback Period on Rule Modernization
capital markets, broker dealer compliance, investment adviser compliance, SEC, FINRA Jay Proffitt 6/4/25 capital markets, broker dealer compliance, investment adviser compliance, SEC, FINRA Jay Proffitt 6/4/25

FINRA Extends Feedback Period on Rule Modernization

Read More
A "Crypto-Friendlier" SEC? Why Firms Still Need to Tread Carefully on Meme Coins and Digital Assets
crypto, cryptocurrency, broker dealer, capital markets, financial services Jay Proffitt 3/24/25 crypto, cryptocurrency, broker dealer, capital markets, financial services Jay Proffitt 3/24/25

A "Crypto-Friendlier" SEC? Why Firms Still Need to Tread Carefully on Meme Coins and Digital Assets

Read More
Navigating SEC Leadership Changes in 2025: How GiGCXOs Supports Clients Through Regulatory Shifts
capital markets, financial services, SEC, change Jay Proffitt 12/12/24 capital markets, financial services, SEC, change Jay Proffitt 12/12/24

Navigating SEC Leadership Changes in 2025: How GiGCXOs Supports Clients Through Regulatory Shifts

Read More
Navigating the Potential Revamp of Investment Rules: What It Means for Investment Professionals
financial services, capital markets, broker dealer, investment advisers, regulatory changes Jay Proffitt 12/5/24 financial services, capital markets, broker dealer, investment advisers, regulatory changes Jay Proffitt 12/5/24

Navigating the Potential Revamp of Investment Rules: What It Means for Investment Professionals

Read More

Subscribe to Our Blog

Sign up with your email address to receive news and updates.

We respect your privacy.

Thank you! Be on the lookout for updates and news!
Services
AICompliance360
Pricing
Adviser In A Box
FAQs
Broker Dealer In A Box
Team
CXO FlexForce
Mission
Digital Assets
Diversity & Inclusion Pledge
Environmental & Sustainability Pledge
Social Impact Pledge
Legal 
* FinOp (Series 27/28) and accounting services provided by industry leader and third party firm, ACI.
^ AICompliance360 is powered by the Hadrius AI Platform.  AUM is the aggregate amount across all firms using the Hadrius technology.
©2025 GiGCXOs. All rights reserved. The content, design, graphics, and other materials on this website are the property of GiGCXOs and are protected by copyright, trademark, and other intellectual property laws. Unauthorized use, reproduction, distribution, or modification of any material from this site without prior written permission from GiGCXOs is strictly prohibited. All trademarks, service marks, and logos used on this site are the trademarks of their respective owners. Any unauthorized use of these trademarks is prohibited. 
The information provided on this website is for informational purposes only and does not constitute an offer to sell or a solicitation of an offer to buy any securities. Nothing on this site should be interpreted as a recommendation to invest, an endorsement of any particular investment, or a solicitation to engage in any investment activity. GiGCXOs does not provide investment advice, and any decisions to buy, sell, or hold securities should be made based on your own due diligence and in consultation with a qualified financial advisor.
GiGCXOs is not a law firm and does not provide legal advice or legal services. Content, assessments, and outputs (including any risk scores or compliance materials) are for informational and compliance purposes only and are not a substitute for advice from qualified counsel. Use of this site and our products does not create an attorney–client relationship. For legal advice tailored to your circumstances, please consult a licensed attorney in your jurisdiction.