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digital assets, broker dealer compliance, investment adviser compliance, capital markets, SEC, FINRA Jay Proffitt 6/2/25 digital assets, broker dealer compliance, investment adviser compliance, capital markets, SEC, FINRA Jay Proffitt 6/2/25 SEC's Strategic Shift in Crypto Enforcement Read More
crypto, cryptocurrency, broker dealer, capital markets, financial services Jay Proffitt 3/24/25 crypto, cryptocurrency, broker dealer, capital markets, financial services Jay Proffitt 3/24/25 A "Crypto-Friendlier" SEC? Why Firms Still Need to Tread Carefully on Meme Coins and Digital Assets Read More
capital markets, financial services, digital assets, broker dealer, investment advisers Jay Proffitt 3/14/25 capital markets, financial services, digital assets, broker dealer, investment advisers Jay Proffitt 3/14/25 New "Digital Asset Reserve" Bill Hits Congress — What It Means for Broker-Dealers and Investment Advisers Read More