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SEC & CFTC Signal “Go-to-Market” Path for Spot Crypto Trading on Registered Venues
capital markets, FINRA, SEC, Securities and Exchange Commission, National securities exchanges, designated contract markets, DCM, NSE Jay Proffitt 9/4/25 capital markets, FINRA, SEC, Securities and Exchange Commission, National securities exchanges, designated contract markets, DCM, NSE Jay Proffitt 9/4/25

SEC & CFTC Signal “Go-to-Market” Path for Spot Crypto Trading on Registered Venues

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CFTC Explores Path for Spot Crypto Trading on Futures Exchanges
CFTC regulations, regulatory changes, CFTC Jay Proffitt 8/25/25 CFTC regulations, regulatory changes, CFTC Jay Proffitt 8/25/25

CFTC Explores Path for Spot Crypto Trading on Futures Exchanges

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SEC's Strategic Shift in Crypto Enforcement
digital assets, broker dealer compliance, investment adviser compliance, capital markets, SEC, FINRA Jay Proffitt 6/2/25 digital assets, broker dealer compliance, investment adviser compliance, capital markets, SEC, FINRA Jay Proffitt 6/2/25

SEC's Strategic Shift in Crypto Enforcement

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A "Crypto-Friendlier" SEC? Why Firms Still Need to Tread Carefully on Meme Coins and Digital Assets
crypto, cryptocurrency, broker dealer, capital markets, financial services Jay Proffitt 3/24/25 crypto, cryptocurrency, broker dealer, capital markets, financial services Jay Proffitt 3/24/25

A "Crypto-Friendlier" SEC? Why Firms Still Need to Tread Carefully on Meme Coins and Digital Assets

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New "Digital Asset Reserve": What It Means for Broker-Dealers and Investment Advisers
capital markets, financial services, digital assets, broker dealer, investment advisers Jay Proffitt 3/14/25 capital markets, financial services, digital assets, broker dealer, investment advisers Jay Proffitt 3/14/25

New "Digital Asset Reserve": What It Means for Broker-Dealers and Investment Advisers

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SEC Rescinds SAB 121: What It Means for Crypto Firms & How GiGCXOs Supports Compliance
banking, capital markets, crypto, regulatory changes Jay Proffitt 2/25/25 banking, capital markets, crypto, regulatory changes Jay Proffitt 2/25/25

SEC Rescinds SAB 121: What It Means for Crypto Firms & How GiGCXOs Supports Compliance

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Gensler set to resign in January 2025. What does this mean for the industry?
capital markets, FINRA, SEC, broker dealer compliance Jay Proffitt 11/22/24 capital markets, FINRA, SEC, broker dealer compliance Jay Proffitt 11/22/24

Gensler set to resign in January 2025. What does this mean for the industry?

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