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Private Equity Fuels Wealth Management Takeovers Across U.S. and Canada.
Asset managers, capital markets, financial services, investment advisers, KKR, TPG, CI Financial, Janney Montgomery Scott, Mubadala Capital Jay Proffitt 11/26/24 Asset managers, capital markets, financial services, investment advisers, KKR, TPG, CI Financial, Janney Montgomery Scott, Mubadala Capital Jay Proffitt 11/26/24

Private Equity Fuels Wealth Management Takeovers Across U.S. and Canada.

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Gensler set to resign in January 2025. What does this mean for the industry?
capital markets, FINRA, SEC, broker dealer compliance Jay Proffitt 11/22/24 capital markets, FINRA, SEC, broker dealer compliance Jay Proffitt 11/22/24

Gensler set to resign in January 2025. What does this mean for the industry?

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Jay Proffitt Joins the National Society of Compliance Professionals (NSCP) as GiGCXOs Takes a Stand for Elevated Compliance Standards
capital markets, memberships, nscp, investment adviser compliance, broker dealer compliance Jay Proffitt 11/11/24 capital markets, memberships, nscp, investment adviser compliance, broker dealer compliance Jay Proffitt 11/11/24

Jay Proffitt Joins the National Society of Compliance Professionals (NSCP) as GiGCXOs Takes a Stand for Elevated Compliance Standards

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GiGCXOs Partners with BehaviorQuant to Revolutionize the U.S. Market with Cutting-Edge Behavioral Solutions
behavioralscience, financial services, marketpsychology, capital markets Jay Proffitt 10/23/24 behavioralscience, financial services, marketpsychology, capital markets Jay Proffitt 10/23/24

GiGCXOs Partners with BehaviorQuant to Revolutionize the U.S. Market with Cutting-Edge Behavioral Solutions

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GiGCXOs Launches ComplianceCentral360™ to Centralize Compliance Resources for Firms.
broker dealer compliance, investment adviser compliance, capital markets, compliance as a service Jay Proffitt 10/7/24 broker dealer compliance, investment adviser compliance, capital markets, compliance as a service Jay Proffitt 10/7/24

GiGCXOs Launches ComplianceCentral360™ to Centralize Compliance Resources for Firms.

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GiGCXOs Launches CompliAd360™: Revolutionizing marketing and advertising compliance for broker dealers and investment advisers.
compliance as a service, broker dealer compliance, investment adviser compliance, capital markets, communications with the public, FINRA 2210 Jay Proffitt 9/18/24 compliance as a service, broker dealer compliance, investment adviser compliance, capital markets, communications with the public, FINRA 2210 Jay Proffitt 9/18/24

GiGCXOs Launches CompliAd360™: Revolutionizing marketing and advertising compliance for broker dealers and investment advisers.

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GiGCXOs Launches AICompliance360
compliance as a service, operators as a service, communications with the public, FINRA, broker dealer compliance, investment adviser compliance, financial services, capital markets Jay Proffitt 9/16/24 compliance as a service, operators as a service, communications with the public, FINRA, broker dealer compliance, investment adviser compliance, financial services, capital markets Jay Proffitt 9/16/24

GiGCXOs Launches AICompliance360

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